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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard John Zich is a registered investment advisor representative with Southwest Investment Advisors, Inc. Richard John Zich has been in the securities industry for 4 years. Richard John Zich is licensed in 48 states. Richard John Zich's firm, Southwest Investment Advisors, Inc., provides financial planning, portfolio management for individuals, and portfolio management for businesses. The firm has approximately $267,635,456 in assets under management. Richard John Zich is a registered representative with LPL Financial.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
AZ
03/04/2021 - Present
Southwest Investment Advisors, Inc. (TUCSON AZ)
IA
Issued 06/03/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/24/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/19/2019
Series 24 - General Securities Principal Examination
BC
Issued 04/26/2019
Series 7TO - General Securities Representative Examination
BC
Issued 02/28/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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