Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Szambel is a financial advisor who has been in the industry since April 1998. Currently, Richard is registered with Weild & Co., where he works as a registered representative. Richard has a broad range of experience. Richard holds licenses including Series 79TO, Series 7TO, Series 6TO, Series 57TO, Series 37, Series 99TO, Series 63, Series 55, Series 6, and SIE. Richard has held previous positions at CLEAR STREET LLC, BCS GLOBAL MARKETS, ALBERT FRIED & COMPANY, LLC, SUNRISE SECURITIES CORP., HUDSON SECURITIES,INC., FULCRUM GLOBAL PARTNERS LLC, CROWN FINANCIAL GROUP, INC., KNIGHT SECURITIES, L.P., M. H. MEYERSON & CO., INC., NYLIFE SECURITIES INC., THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES, and EQUICO SECURITIES, INC.. Richard is registered to conduct business in New Jersey and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
03/09/2023 - Present
Weild & Co. (NEW YORK NY)
NY
07/25/2019 - 02/22/2021
CLEAR STREET LLC (NEW YORK NY)
NY
10/02/2017 - 10/25/2018
BCS GLOBAL MARKETS (NEW YORK NY)
NY
05/29/2012 - 01/11/2017
ALBERT FRIED & COMPANY, LLC (NEW YORK NY)
NY
08/31/2009 - 05/29/2012
SUNRISE SECURITIES CORP. (NEW YORK NY)
NJ
12/05/2005 - 05/11/2009
HUDSON SECURITIES,INC. (JERSEY CITY NJ)
NY
03/29/2005 - 12/05/2005
FULCRUM GLOBAL PARTNERS LLC (NEW YORK NY)
NJ
04/15/2003 - 03/17/2005
CROWN FINANCIAL GROUP, INC. (JERSEY CITY NJ)
NJ
02/28/2000 - 04/16/2003
KNIGHT SECURITIES, L.P. (JERSEY CITY NJ)
NJ
11/26/1997 - 02/11/2000
M. H. MEYERSON & CO., INC. (JERSEY CITY NJ)
NY
09/05/1990 - 01/28/1992
NYLIFE SECURITIES INC. (NEW YORK NY)
NY
07/14/1988 - 07/09/1990
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
NY
05/27/1988 - 07/09/1990
EQUICO SECURITIES, INC. (NEW YORK NY)
BC
Issued 07/15/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/09/2023
Series 99TO - Operations Professional Examination
BC
Issued 03/09/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 03/09/2023
Series 37 - Canada Module of the General Securities Registered Representative (With Options Questions)
BC
Issued 03/09/2023
Series 7TO - General Securities Representative Examination
BC
Issued 03/09/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 03/09/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/24/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 07/11/1996
Series 7 - General Securities Representative Examination
BC
Issued 01/15/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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