Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard John Rustin is a financial advisor at LPL Financial LLC in Huntington Beach, CA. Richard has been in the industry since 2001 and has a strong track record of success. Richard holds the Series 6, 7, 24, 63 and 66 licenses, and has been registered with the state of California since 2021. Richard has extensive experience working with high net worth individuals, corporations, and other businesses. Richard is also a licensed insurance agent, and is able to provide a wide range of financial services to clients, including investment advice, financial planning, and insurance products. Richard is committed to providing his clients with personalized financial advice and guidance, and is always available to answer any questions they may have.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
12/16/2021 - Present
LPL Financial LLC (HUNTINGTON BEACH CA)
CA
10/26/2017 - 12/21/2021
SECURITIES AMERICA, INC. (HUNTINGTON BEACH CA)
CA
01/21/2010 - 10/26/2017
NATIONAL PLANNING CORPORATION (HUNTINGTON BEACH CA)
CA
05/16/2002 - 01/26/2010
WOODBURY FINANCIAL SERVICES, INC. (HUNTINGTON BEACH CA)
NY
02/12/2002 - 05/28/2002
MONY SECURITIES CORPORATION (NEW YORK NY)
CA
12/13/2001 - 03/01/2002
FORESTERS EQUITY SERVICES, INC. (SAN DIEGO CA)
BOTH
Issued 03/07/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/19/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/20/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/04/2005
Series 7 - General Securities Representative Examination
BC
Issued 12/12/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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