Unclaimed
Richard John Ramassini is a financial advisor with Main Street Securities LLC in AUSTIN, TX. Richard has been in the financial industry since 2006. Richard is registered with the Financial Industry Regulatory Authority (FINRA) and holds Series 7, 24, 63, 79, and 99 licenses. Richard is also registered with the states of Delaware, District of Columbia, Hawaii, Illinois, Maine, New Hampshire, South Dakota, Texas, Vermont, and Virgin Islands.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
05/17/2024 - Present
Main Street Securities LLC (AUSTIN TX)
PA
11/30/2011 - 04/02/2024
PNC INVESTMENTS (PITTSBURGH PA)
PA
04/25/2006 - 02/05/2007
MBSC, LLC (BETHEL PARK PA)
OH
02/28/2006 - 03/07/2006
NATCITY INVESTMENTS, INC. (CLEVELAND OH)
OH
01/10/2006 - 01/31/2006
NATCITY INVESTMENTS, INC. (CLEVELAND OH)
PA
08/16/2004 - 12/01/2005
NATCITY INVESTMENTS, INC. (BUTLER PA)
OH
04/29/2002 - 05/05/2003
WESTMINSTER FINANCIAL SECURITIES, INC. (BEAVERCREEK OH)
MO
12/06/1999 - 01/28/2002
EDWARD JONES (ST. LOUIS MO)
BC
Issued 07/17/2024
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 01/12/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/11/2013
Series 24 - General Securities Principal Examination
BC
Issued 07/01/2024
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 05/17/2024
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/29/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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