Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Peperone is a financial advisor registered in 51 states with Blue Owl Securities. Richard has a background in the financial industry going back to March 9, 2015. Richard was previously registered with Neuberger Berman BD LLC from March 30, 2018 to May 19, 2021 and Lazard Freres & Co. LLC from December 7, 1999 to December 31, 2002. Richard has passed the Series 63, Series 66, Series 7, and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
05/25/2021 - Present
Blue OWL Securities (New York NY)
NY
03/30/2018 - 05/19/2021
NEUBERGER BERMAN BD LLC (NEW YORK NY)
NY
12/07/1999 - 12/31/2002
LAZARD FRERES & CO. LLC (NEW YORK NY)
BOTH
Issued 01/23/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/21/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/30/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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