Unclaimed
Richard Murphy is a registered representative with Equitable Distributors, LLC, a broker-dealer registered with FINRA. Richard has been in the securities industry since August 11, 2005. Richard is licensed to sell securities in California, Montana, New Mexico, Texas, and Washington. Richard holds the Series 7, Series 63 and SIE licenses. Prior to joining Equitable Distributors, LLC, Richard was a registered representative with Seaboard Securities, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
10/25/2005 - Present
Equitable Distributors, LLC (Charlotte NC)
NJ
02/15/2005 - 04/29/2005
SEABOARD SECURITIES, INC. (FLORHAM PARK NJ)
BC
Issued 11/21/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/14/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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