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Richard John Morano

Stonex Financial Inc.

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About Richard John Morano

Richard Morano is a financial professional with over 25 years of experience in the industry. Richard is currently registered with Stonex Financial Inc. in New York and New Jersey. Richard has previously held positions at Santander US Capital Markets LLC, Santander Investment Securities Inc., Amherst Pierpont, Haitong International Securities (USA) Inc., Haitong Securities USA LLC, Jefferies LLC, RBS Securities Inc., ABN AMRO Incorporated, and Schroder & Co. Inc. Richard holds Series 7, Series 24, Series 63 and SIE licenses.

Firm Information

Richard Morano is currently registered with Stonex Financial Inc.. Stonex Financial Inc. is a Corporation that was formed on May 29, 1998 and is registered in 53 states and the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

374

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Richard Morano’s Registration & Firm History

NY

05/04/2023 - Present

Stonex Financial Inc. (NEW YORK NY)

NY

02/06/2023 - 05/04/2023

SANTANDER US CAPITAL MARKETS LLC (NEW YORK NY)

NY

06/28/2022 - 02/06/2023

SANTANDER INVESTMENT SECURITIES INC. (NEW YORK NY)

NY

05/15/2019 - 06/28/2022

AMHERST PIERPONT (NEW YORK NY)

NY

01/23/2019 - 06/03/2019

HAITONG INTERNATIONAL SECURITIES (USA) INC. (NEW YORK NY)

NY

12/19/2016 - 06/03/2019

HAITONG SECURITIES USA LLC (New York NY)

NY

02/28/2012 - 09/17/2014

JEFFERIES LLC (NEW YORK NY)

CT

02/23/2009 - 01/30/2012

RBS SECURITIES INC. (STAMFORD CT)

CT

06/08/2000 - 02/24/2009

ABN AMRO INCORPORATED (GREENWICH CT)

NY

03/22/1994 - 05/11/2000

SCHRODER & CO. INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 02/11/2017

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/15/2021

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/19/2016

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Richard John Morano. Review regulatory record here.
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