Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Misiano is a financial professional with over 25 years of experience in the industry. Richard has a strong background in investment banking and is registered as a general securities representative with Buckler Securities LLC. Richard has also held positions at several other prominent firms including Mirae Asset Securities (USA) Inc., Industrial and Commercial Bank of China Financial Services LLC, ING Financial Markets LLC, Commerzbank Capital Markets Corp., Mizuho Securities USA Inc., WestLB Panmure Securities Inc., UBS Warburg LLC, SBC Warburg Dillon Read Inc., SBC Warburg, Inc., Citicorp Securities, Inc., Kidder, Peabody & Co. Incorporated, Smith Barney Shearson Inc., and Lehman Brothers Inc. Richard is also registered as a principal in the General Securities Principal examination. He is currently registered in 15 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CT
10/04/2022 - Present
Buckler Securities LLC (Greenwich CT)
NY
06/06/2016 - 06/21/2021
MIRAE ASSET SECURITIES (USA) INC. (NEW YORK NY)
NY
04/18/2011 - 06/03/2016
INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC (NEW YORK NY)
NY
05/18/2005 - 03/16/2011
ING FINANCIAL MARKETS LLC (NEW YORK NY)
NY
09/02/2003 - 05/06/2005
COMMERZBANK CAPITAL MARKETS CORP. (NEW YORK NY)
NY
03/31/2003 - 08/18/2003
MIZUHO SECURITIES USA INC. (NEW YORK NY)
NY
09/11/2002 - 04/04/2003
WESTLB PANMURE SECURITIES INC. (NEW YORK NY)
NY
06/29/1998 - 06/06/2001
UBS WARBURG LLC (NEW YORK NY)
CT
09/02/1997 - 06/29/1998
SBC WARBURG DILLON READ INC. (STAMFORD CT)
NY
10/16/1995 - 09/02/1997
SBC WARBURG, INC. (NEW YORK NY)
NY
03/14/1995 - 12/08/1995
CITICORP SECURITIES, INC. (NEW YORK NY)
NY
10/16/1993 - 02/08/1995
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
NY
07/31/1993 - 10/08/1993
SMITH BARNEY SHEARSON INC. (NEW YORK NY)
NY
05/03/1993 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 05/19/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/12/2005
Series 24 - General Securities Principal Examination
BC
Issued 02/25/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 08/01/2019
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/30/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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