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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard McLaughlin is a financial professional with over 30 years of experience in the industry. Richard is currently registered with MML Distributors, LLC in Boston, MA. Richard has a wide range of experience in the financial services industry, having previously worked for firms such as VOYA INVESTMENTS DISTRIBUTOR, LLC, MIDAMERICA FINANCIAL SERVICES, INC., LPL FINANCIAL CORPORATION, COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC., PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC, SUNAMERICA CAPITAL SERVICES, INC., PIMCO ADVISORS DISTRIBUTION COMPANY, JOHN HANCOCK DISTRIBUTORS, INC. and E. F. HUTTON & COMPANY INC. Richard holds licenses for both Broker-Dealer (BC) and Investment Advisor (IA) and is licensed in all 50 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MA
02/15/2019 - Present
MML Distributors, LLC (Boston MA)
CT
02/06/2012 - 01/02/2018
VOYA INVESTMENTS DISTRIBUTOR, LLC (WINDSOR CT)
MO
09/21/2010 - 02/07/2012
MIDAMERICA FINANCIAL SERVICES, INC. (JOPLIN MO)
MA
06/04/2010 - 09/07/2010
LPL FINANCIAL CORPORATION (NORWOOD MA)
MA
05/14/2008 - 05/21/2010
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC. (BOSTON MA)
NJ
10/09/1997 - 03/10/2008
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)
NJ
12/11/1996 - 09/30/1997
SUNAMERICA CAPITAL SERVICES, INC. (JERSEY CITY NJ)
NY
03/06/1991 - 12/09/1996
PIMCO ADVISORS DISTRIBUTION COMPANY (NEW YORK NY)
MA
01/04/1985 - 05/09/1990
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
NA
12/21/1982 - 12/31/1984
E. F. HUTTON & COMPANY INC
IA
Issued 12/04/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/29/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/31/1983
Series 3 - National Commodity Futures Examination
BC
Issued 12/18/1982
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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