Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Lullo is a financial advisor at Fidelity Personal And Workplace Advisors. Richard has been in the financial services industry since 2011. Richard has a Series 6, 7, 63, and 66 license as well as the SIE exam. Richard is a Certified Financial Planner and has worked for several firms including Cambridge Investment Research, Inc., FSC Securities Corporation, and New England Securities. Richard's current registration is with Fidelity Personal And Workplace Advisors in Houston, TX.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
09/09/2024 - Present
Fidelity Personal AND Workplace Advisors (HOUSTON TX)
TX
10/04/2019 - 07/26/2024
CAMBRIDGE INVESTMENT RESEARCH, INC. (Houston TX)
TX
02/25/2016 - 10/11/2019
FSC SECURITIES CORPORATION (HOUSTON TX)
TX
04/25/2011 - 07/27/2011
NEW ENGLAND SECURITIES (HOUSTON TX)
BOTH
Issued 04/05/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/07/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/25/2016
Series 7 - General Securities Representative Examination
BC
Issued 04/22/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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