Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Kerstiens is an investment advisor representative with Kestra Advisory Services, LLC. Richard has over 20 years of experience in the financial services industry. Richard has a strong background in fixed life and fixed annuities, and has worked at a variety of firms, including Innovation Partners LLC, Regulus Advisors, LLC, and Southeast Investments, N.C., Inc. Richard holds the Series 6, 7, 26, 63, and 66 licenses. Richard is registered in Colorado and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
TX
04/28/2023 - Present
Kestra Advisory Services, LLC (AUSTIN TX)
NC
08/25/2014 - 09/08/2015
INNOVATION PARTNERS LLC (CHARLOTTE NC)
CO
01/20/2014 - 08/14/2014
REGULUS ADVISORS, LLC (Greenwood Village CO)
NC
07/08/2013 - 01/10/2014
SOUTHEAST INVESTMENTS, N.C., INC. (CHARLOTTE NC)
CO
02/10/2009 - 05/22/2013
METLIFE SECURITIES INC. (COLORADO SPRINGS CO)
CO
02/13/2008 - 02/05/2009
PRUCO SECURITIES, LLC. (ENGLEWOOD CO)
CO
01/06/2006 - 02/06/2008
ALLSTATE FINANCIAL SERVICES, LLC (CASTLE ROCK CO)
IA
02/24/2003 - 12/31/2005
PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)
BOTH
Issued 06/16/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/25/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/05/2008
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/25/2003
Series 7 - General Securities Representative Examination
BC
Issued 02/21/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Richard Kerstiens is the right advisor for you? Invested Better is here to help.
