Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Johnson is a financial advisor with over 15 years of experience in the financial services industry. Richard is registered with Berthel, Fisher & Co. Financial Services, Inc. and has previously been associated with firms such as QUESTAR CAPITAL CORPORATION, FARMERS FINANCIAL SOLUTIONS, LLC, WADDELL & REED, INC. and AMERICAN FAMILY SECURITIES, LLC. Richard holds licenses in Ohio and Indiana and has passed multiple industry exams including Series 7, 6, 63, 65, and 26. Richard offers a variety of financial services including portfolio management for individuals, financial planning, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
OH
04/05/2010 - Present
Berthel, Fisher & Co. Financial Services, Inc. (HARRISON OH)
OH
01/16/2008 - 04/05/2010
QUESTAR CAPITAL CORPORATION (HARRISON OH)
IN
11/30/2006 - 12/04/2007
FARMERS FINANCIAL SOLUTIONS, LLC (GREENWOOD IN)
IN
01/30/2006 - 09/05/2006
WADDELL & REED, INC. (INDIANAPOLIS IN)
WI
03/16/2004 - 01/19/2006
AMERICAN FAMILY SECURITIES, LLC (MADISON WI)
IA
Issued 03/09/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/29/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/29/2007
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/10/2008
Series 7 - General Securities Representative Examination
BC
Issued 03/15/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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