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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Johnson is a financial advisor with over 25 years of experience in the industry. Richard is currently registered with Stifel, Nicolaus & Company, Inc. He has a broad range of experience, having previously worked with Morgan Stanley & Co., Incorporated, Morgan Stanley DW Inc., and Salomon Smith Barney Inc. Richard is licensed to provide investment advice and services in various states. He holds Series 7, Series 63, and Series 65 licenses, as well as the SIE exam. Richard has a strong track record of helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MA
02/06/2014 - Present
Stifel, Nicolaus & Company, Inc. (BOSTON MA)
MA
04/02/2007 - 01/25/2008
MORGAN STANLEY & CO., INCORPORATED (BOSTON MA)
MA
02/17/2000 - 04/02/2007
MORGAN STANLEY DW INC. (BOSTON MA)
NY
02/09/1995 - 02/29/2000
SALOMON SMITH BARNEY INC. (NEW YORK NY)
IA
Issued 02/17/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/17/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/08/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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