Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard John Jennings is a financial advisor with over 27 years of experience in the industry. He is currently registered with Wells Fargo Clearing Services, LLC and is licensed in multiple states. Richard John Jennings has previously worked for Raymond James Financial Services, Inc., Primevest Financial Services, Inc., KNBT Securities, Inc., and Summit Financial Services Group, Inc. Richard John Jennings holds several licenses including the Series 7, 63, 24, and 27. He also holds a Series 65 license. Richard John Jennings specializes in providing financial advice to individuals, businesses, and institutions. He is committed to providing his clients with personalized service and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
03/01/2021 - Present
Wells Fargo Clearing Services, LLC (ALLENTOWN PA)
PA
07/07/2008 - 07/29/2014
RAYMOND JAMES FINANCIAL SERVICES, INC. (ALLENTOWN PA)
PA
11/15/2007 - 05/22/2008
PRIMEVEST FINANCIAL SERVICES, INC. (ALLENTOWN PA)
PA
12/21/2001 - 12/17/2007
KNBT SECURITIES, INC. (BETHLEHEM PA)
PA
08/17/1994 - 07/06/2001
SUMMIT FINANCIAL SERVICES GROUP, INC. (BETHLEHEM PA)
IA
Issued 04/12/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/20/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/25/1996
Series 24 - General Securities Principal Examination
BC
Issued 08/12/1994
Series 27 - Financial and Operations Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/13/1995
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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