Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard John Jagodzinski has been in the financial industry since November 1989. Richard is currently a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Richard also held previous roles with Morgan Stanley, Citigroup Global Markets Inc., Morgan Stanley DW Inc., Prudential Securities Incorporated, Thomas James Associates, Inc., Hibbard Brown & Co., Inc. and Westfield Financial Corporation. Richard is registered with the state of New Jersey and Texas. Richard has passed the Series 7, Series 31, Series 63 and Series 65 exams. Richard is a member of The Tender Inc., a non-profit charitable organization in Moorestown, New Jersey.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
11/02/2012 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (MOUNT LAUREL NJ)
NJ
06/01/2009 - 11/16/2012
MORGAN STANLEY (MT. LAUREL NJ)
NJ
09/02/2005 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (MT. LAUREL NJ)
NY
08/27/1999 - 09/08/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
09/07/1994 - 08/24/1999
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
08/19/1994 - 09/15/1994
THOMAS JAMES ASSOCIATES, INC. (ROCHESTER NY)
NY
11/21/1989 - 09/15/1994
HIBBARD BROWN & CO., INC. (NEW YORK NY)
NY
08/05/1994 - 08/19/1994
WESTFIELD FINANCIAL CORPORATION (NEW YORK NY)
IA
Issued 10/03/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/11/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/04/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 11/18/1989
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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