Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Getty is a financial advisor with Fidelity Personal And Workplace Advisors, a large, well-established firm with a wide range of services. Richard has been in the financial industry since 2007 and has experience working with a variety of clients, including individuals, families, businesses, and retirement plans. Richard is registered to offer investment advice in numerous states, including New Mexico, Texas, and many others. Richard also holds several industry certifications, including Series 7, Series 31, and Series 66 licenses. In addition to his financial expertise, Richard is committed to providing exceptional customer service and building strong relationships with his clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NM
07/13/2018 - Present
Fidelity Personal AND Workplace Advisors (ALBUQUERQUE NM)
UT
04/04/2011 - 04/05/2012
GWN SECURITIES INC. (KAYSVILLE UT)
UT
07/28/2010 - 09/15/2010
WADDELL & REED, INC. (SALT LAKE CITY UT)
UT
06/01/2009 - 05/11/2010
MORGAN STANLEY SMITH BARNEY (HOLLADAY UT)
UT
09/16/2008 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (HOLLADAY UT)
UT
12/21/2007 - 07/08/2008
EDWARD JONES (COTTONWOOD HEIGHTS UT)
GA
06/02/1995 - 02/12/1996
ADVANTAGE CAPITAL CORPORATION (ATLANTA GA)
BOTH
Issued 01/04/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/12/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/18/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 12/20/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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