Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Gatesman is a financial professional with over 25 years of experience in the financial services industry. Richard is currently registered with TLG Advisors, Inc. as a Registered Representative. Richard's previous experience includes working for a number of financial institutions including SWBC Investment Services, LLC, Pacific Select Distributors, LLC, Sanctuary Securities, Inc. Richard is a Chartered Financial Consultant and has held various roles including Client Advisor, Investment Advisor Representative, Owner, and Marketing/Accounting. Richard has specialized in providing financial planning, portfolio management and selection of other advisors. Richard is a dedicated and experienced financial professional who is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Placement of institutional funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CO
01/28/2022 - Present
TLG Advisors, Inc. (LITTLETON CO)
IN
04/08/2021 - 11/03/2021
SANCTUARY SECURITIES, INC. (INDIANAPOLIS IN)
CA
02/11/2020 - 04/13/2021
PACIFIC SELECT DISTRIBUTORS, LLC (NEWPORT BEACH CA)
TX
09/25/2015 - 10/10/2019
SWBC INVESTMENT SERVICES, LLC (SAN ANTONIO TX)
TX
06/11/2013 - 02/25/2014
SUNAMERICA CAPITAL SERVICES, INC. (HOUSTON TX)
TX
01/09/2008 - 08/21/2013
AMERICAN GENERAL EQUITY SERVICES CORPORATION (HOUSTON TX)
NJ
08/17/2005 - 11/19/2007
TOWER SQUARE SECURITIES, INC. (ISELIN NJ)
NJ
01/30/2004 - 11/19/2007
METLIFE INVESTORS DISTRIBUTION COMPANY (ISELIN NJ)
NJ
01/30/2004 - 11/19/2007
NEW ENGLAND SECURITIES (ISELIN NJ)
NJ
01/30/2004 - 11/19/2007
WALNUT STREET SECURITIES, INC. (ISELIN NJ)
NJ
03/26/2001 - 11/19/2007
METLIFE SECURITIES INC. (ISELIN NJ)
NJ
08/01/1997 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (ISELIN NJ)
MA
08/01/1997 - 04/06/2000
METLIFE SECURITIES INC. (SPRINGFIELD MA)
CA
01/30/1996 - 05/14/1997
WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)
NY
10/15/1992 - 10/24/1995
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
MA
08/05/1991 - 08/25/1992
MANEQUITY, INC. (BOSTON MA)
BOTH
Issued 02/27/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/02/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/24/2019
Series 24 - General Securities Principal Examination
BC
Issued 08/23/1999
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/15/2017
Series 7 - General Securities Representative Examination
BC
Issued 08/02/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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