Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Ferraro is a financial advisor currently registered with Osaic Institutions, Inc. Richard has been in the financial services industry since 1999 and has a broad range of experience. Richard has held previous roles with BI INVESTMENTS, LLC, UVEST FINANCIAL SERVICES GROUP, INC. and EDWARD JONES. Richard is also registered in 14 states. In addition to Osaic Institutions, Inc., Richard is also associated with Virginia Insurance Agency Solutions where Richard spends approximately 5 hours per month selling non variable insurance. Richard also serves as a board member for Healthy Harvest Food bank and a trustee for the Northern Neck Rotary Foundation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Solicitation services for other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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VA
06/01/2008 - Present
Osaic Institutions, Inc. (Kilmarnock VA)
VA
08/23/2004 - 06/01/2008
BI INVESTMENTS, LLC (GLOUCESTER POINT VA)
NC
10/20/2003 - 10/15/2004
UVEST FINANCIAL SERVICES GROUP, INC. (CHARLOTTE NC)
NC
12/03/2002 - 10/16/2003
UVEST FINANCIAL SERVICES GROUP, INC. (CHARLOTTE NC)
MO
03/16/1999 - 11/26/2002
EDWARD JONES (ST. LOUIS MO)
BOTH
Issued 11/21/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/17/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/04/2004
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/15/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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