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Richard John Ernst

Eagle Strategies LLC

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About Richard John Ernst

Richard John Ernst is a financial advisor with over 38 years of experience. Richard is a Registered Representative and Investment Advisor Representative with Eagle Strategies LLC. Richard has been a Registered Representative with NYLIFE Securities Inc. since 1983. Richard has extensive experience in financial planning, portfolio management and providing investment advice to a range of clients. Richard is a Chartered Financial Consultant. Richard is licensed to provide financial advice in several states including, but not limited to, New York, California, Florida, Maryland, Pennsylvania and Arizona.

Firm Information

Richard Ernst is currently registered with Eagle Strategies LLC. Eagle Strategies LLC is an investment advisor headquartered in NEW YORK, NY. They offer a range of services including financial planning, pension consulting, educational seminars, and publication of periodicals. The firm manages assets for individuals, high-net-worth individuals, corporations, charitable organizations, and individuals other than high-net-worth clients. They also participate in wrap fee programs.
Eagle Strategies LLC

51 MADISON AVENUE

NEW YORK, NY 10010

$20.36B

Assets Under Management

6,070

Total Clients

2,031

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Richard Ernst’s Registration & Firm History

NY

08/25/2021 - Present

Eagle Strategies LLC (CAMPBELL HALL NY)

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Licenses & Designations

BC

Issued 09/28/1984

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/19/1984

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Richard John Ernst. Review regulatory record here.
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