Unclaimed
Richard John Desimone is a financial professional who has been active in the industry since September 26, 2022. Richard is currently registered with Dinan Capital Advisors in Chicago, Illinois. Richard holds the Series 63, Series 79TO and SIE licenses. Richard is currently registered in Arizona and Illinois.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
09/27/2022 - Present
Dinan Capital Advisors (Chicago IL)
BC
Issued 02/03/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/27/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/12/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
Not sure Richard Desimone is the right advisor for you? Invested Better is here to help.