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Richard John Desimone

Dinan Capital Advisors

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About Richard John Desimone

Richard John Desimone is a financial professional who has been active in the industry since September 26, 2022. Richard is currently registered with Dinan Capital Advisors in Chicago, Illinois. Richard holds the Series 63, Series 79TO and SIE licenses. Richard is currently registered in Arizona and Illinois.

Firm Information

Richard Desimone is currently registered with Dinan Capital Advisors. Dinan Capital Advisors is a Limited Liability Company formed on February 16, 2011. The firm is registered in Arizona, California, Georgia, Illinois, and Tennessee and has an approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

25

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Richard Desimone’s Registration & Firm History

IL

09/27/2022 - Present

Dinan Capital Advisors (Chicago IL)

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Licenses & Designations

BC

Issued 02/03/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/27/2022

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/12/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Richard John Desimone.
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