Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Crescenzo is a financial advisor with Seaport Global Securities LLC. Richard has been in the financial industry since 1981 and has a broad range of experience. Richard is licensed to sell securities in all 50 states and the District of Columbia. Richard has also held positions at Janney Montgomery Scott LLC, Gleacher & Company Securities, Inc., Bear, Stearns & Co. Inc., Paine Webber Incorporated, Morgan Stanley Market Products Inc., Morgan Stanley & Co., Incorporated, and Dean Witter Reynolds Inc. Richard has passed the Series 3, 7, 10, and 63 exams. Richard is committed to providing his clients with the highest level of service and is dedicated to helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
FL
02/03/2014 - Present
Seaport Global Securities LLC (WEST PALM BEACH FL)
NY
07/19/2012 - 01/31/2014
JANNEY MONTGOMERY SCOTT LLC (NEW YORK NY)
NY
06/10/2008 - 08/14/2012
GLEACHER & COMPANY SECURITIES, INC. (NEW YORK NY)
NY
08/26/1999 - 06/11/2008
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NJ
05/26/1994 - 09/03/1999
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
02/13/1989 - 01/24/1994
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NA
07/25/1987 - 02/02/1989
MORGAN STANLEY MARKET PRODUCTS INC.
NA
04/18/1985 - 02/02/1989
MORGAN STANLEY & CO., INCORPORATED
NA
06/05/1981 - 03/27/1985
DEAN WITTER REYNOLDS INC.
BC
Issued 12/07/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/14/1997
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/25/1985
Series 3 - National Commodity Futures Examination
BC
Issued 09/20/1980
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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