Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Civitano is a registered representative with Loop Capital Markets LLC. Richard has been working in the financial industry since 2004 and has a Series 99TO, Series SIE, and Series 25. Richard previously worked at Sanford C. Bernstein & Co., LLC in White Plains, New York. Richard's firm is based in New York, New York and specializes in research services and transition management services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Transition management services/equity research services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
Negotiated fees for research services
1
2
NY
04/30/2023 - Present
Loop Capital Markets LLC (NEW YORK NY)
NY
11/11/2004 - 11/26/2007
SANFORD C. BERNSTEIN & CO., LLC (WHITE PLAINS NY)
BC
Issued 04/29/2023
Series 99TO - Operations Professional Examination
BC
Issued 03/18/2023
SIE - Securities Industry Essentials Examination
BC
Issued 05/10/2005
Series 25 - NYSE Trading Assistant Examination
Active
Inactive
F
FINRA
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