Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard John Belz is a financial professional with over 30 years of experience in the securities industry. Richard is currently registered with R. F. Lafferty & Co., Inc. as a Registered Representative and Investment Advisor Representative. Richard has held previous registrations with Westpark Capital, Inc., Newport Coast Securities, Inc., Regal Securities, Inc., Basic Investors Inc., Institutional Equity Corporation, R.T.G. Richards and Company, Inc., and Madison Chapin Assocs., Inc. Richard has a strong background in securities, options, and financial and operations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
11/29/2016 - Present
R. F. Lafferty & CO., Inc. (NEW YORK NY)
CA
07/28/2016 - 11/29/2016
WESTPARK CAPITAL, INC. (LOS ANGELES CA)
NY
09/19/2011 - 07/28/2016
NEWPORT COAST SECURITIES, INC. (NEW YORK NY)
IL
11/03/2008 - 11/30/2009
REGAL SECURITIES, INC. (GLENVIEW IL)
NY
03/20/2000 - 10/27/2008
BASIC INVESTORS INC. (MELVILLE NY)
TX
03/01/1988 - 02/23/2000
INSTITUTIONAL EQUITY CORPORATION (DALLAS TX)
NY
04/14/1993 - 09/08/1995
R.T.G. RICHARDS AND COMPANY, INC. (GARDEN CITY NY)
NA
01/14/1987 - 02/17/1988
MADISON CHAPIN ASSOCS., INC.
NA
06/22/1983 - 01/20/1987
DOUGLAS BREMEN & CO., INC.
BC
Issued 10/18/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/18/1991
Series 27 - Financial and Operations Principal Examination
BC
Issued 07/12/1988
Series 24 - General Securities Principal Examination
BC
Issued 06/12/1984
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/18/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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