Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard John Barry is a financial professional with over 35 years of experience in the industry. Richard has a strong track record of success in the securities industry, holding various positions at reputable firms such as Piper Jaffray & Co., Descap Securities, Inc., and Ormes Capital Markets, Inc. Currently, Richard is associated with Brean Capital, LLC, a firm known for its expertise in investment banking, brokerage, and trading.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CT
05/18/2015 - Present
Brean Capital, LLC (DARIEN CT)
NY
05/09/2011 - 03/05/2015
KGS-ALPHA CAPITAL MARKETS, L.P. (NEW YORK NY)
CT
06/22/2009 - 05/25/2011
ALADDIN CAPITAL LLC (STAMFORD CT)
NY
02/06/2004 - 01/08/2009
PIPER JAFFRAY & CO. (NEW YORK NY)
NY
10/26/1998 - 01/21/2004
DESCAP SECURITIES, INC. (NEW YORK NY)
NY
10/22/1998 - 03/29/2000
ORMES CAPITAL MARKETS, INC. (NEW YORK NY)
NY
02/07/1987 - 03/30/1998
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NA
11/21/1984 - 02/09/1987
ADVEST, INC.
BC
Issued 11/13/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/27/1994
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/17/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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