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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Weisberg is an Investment Advisor Representative with Raymond James Financial Services Advisors, Inc. in Naples, FL. Richard has been in the financial services industry since 1997 and is registered with the state of Florida as well as 24 other states. Richard's prior experience includes roles at UBS Financial Services Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Richard holds licenses for Series 63, 65, 7, 9, 10, 31, and SIE. Richard specializes in providing financial planning, pension consulting, and educational seminars to high net worth individuals, corporations, insurance companies, charitable organizations, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
FL
01/05/2023 - Present
Raymond James Financial Services Advisors, Inc. (Naples FL)
FL
03/20/2008 - 01/13/2023
UBS FINANCIAL SERVICES INC. (NAPLES FL)
FL
09/09/1997 - 03/25/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NAPLES FL)
IA
Issued 01/06/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/19/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/07/2024
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/12/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/23/2007
Series 31 - Futures Managed Funds Examination
BC
Issued 09/06/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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