Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Poole is a financial advisor based in ST PETERSBURG, FL. Richard is registered with Raymond James Investment Management and has been in the industry since 2018. Richard previously worked at Carillon Fund Distributors, Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Richard holds Series 7, SIE, and Series 66 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
FL
02/12/2021 - Present
Raymond James Investment Management (ST PETERSBURG FL)
FL
03/04/2020 - 10/21/2020
CARILLON FUND DISTRIBUTORS, INC. (ST. PETERSBURG FL)
FL
04/13/2018 - 02/26/2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SARASOTA FL)
BOTH
Issued 07/19/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/13/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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