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Richard Joel Kanter

Oneamerica Securities, Inc.

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About Richard Joel Kanter

Richard Kanter is a financial advisor with over 40 years of experience in the industry. Richard currently works with oneamerica Securities, Inc. in Lincolnshire, IL. Previously, Richard worked with Hornor, Townsend & Kent, Inc. in Chicago, IL and AXA Advisors, LLC in Deerfield, IL. Richard is registered with FINRA and the state of Illinois and holds Series 1, 6, 63, 65, and SIE licenses. Richard specializes in financial planning, portfolio management for individuals and businesses, and pension consulting.

Firm Information

Richard Kanter is currently registered with Oneamerica Securities, Inc.. Oneamerica Securities, Inc. is a corporation formed in 1969 and headquartered in Indianapolis, Indiana. The firm provides financial planning, pension consulting, and educational seminars. They also offer portfolio management for individuals and businesses, as well as selection of other advisors. The firm's regulatory assets under management total $264,377,933, with a total of 2,804 accounts. The firm is registered with the SEC and in all 50 states.
Oneamerica Securities, Inc.

ONE AMERICAN SQUARE

INDIANAPOLIS, IN 46282

$264.38M

Assets Under Management

7,938

Total Clients

716

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Richard Kanter’s Registration & Firm History

IL

07/13/2017 - Present

Oneamerica Securities, Inc. (Lincolnshire IL)

IL

06/24/2016 - 06/09/2017

HORNOR, TOWNSEND & KENT, INC. (CHICAGO IL)

IL

10/20/1980 - 06/14/2016

AXA ADVISORS, LLC (DEERFIELD IL)

NY

12/21/1978 - 01/05/2000

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)

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Licenses & Designations

IA

Issued 06/29/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 11/12/1991

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/13/1978

Series 1 - Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Richard Joel Kanter. Review regulatory record here.
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