Unclaimed
Richard Jinyong Park is a securities professional with over 18 years of experience in the financial services industry. Richard is currently registered with Mizuho Securities USA LLC, a broker-dealer, and holds a Series 7, Series 24, Series 63, Series 79TO and SIE license. Richard has previously worked as a Registered Representative and Investment Banker at Deutsche Bank Securities Inc. and has been registered in all 50 states and the District of Columbia. Richard has a broad understanding of the financial markets and is committed to providing clients with sound financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/29/2018 - Present
Mizuho Securities USA LLC (NEW YORK NY)
NY
02/15/2005 - 10/10/2018
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
BC
Issued 08/08/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/06/2014
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/14/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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