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Richard Jinyong Park

Mizuho Securities USA LLC

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About Richard Jinyong Park

Richard Jinyong Park is a securities professional with over 18 years of experience in the financial services industry. Richard is currently registered with Mizuho Securities USA LLC, a broker-dealer, and holds a Series 7, Series 24, Series 63, Series 79TO and SIE license. Richard has previously worked as a Registered Representative and Investment Banker at Deutsche Bank Securities Inc. and has been registered in all 50 states and the District of Columbia. Richard has a broad understanding of the financial markets and is committed to providing clients with sound financial advice.

Firm Information

Richard Park is currently registered with Mizuho Securities USA LLC. Mizuho Securities USA LLC is a Limited Liability Company formed in April 1994 and approved in all 50 states, the District of Columbia, and Puerto Rico. The firm is registered with the SEC and has been subject to 13 Regulatory Events and 1 Civil Event.

Not reported

Assets Under Management

Not reported

Total Clients

535

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Richard Park’s Registration & Firm History

NY

10/29/2018 - Present

Mizuho Securities USA LLC (NEW YORK NY)

NY

02/15/2005 - 10/10/2018

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/08/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/06/2014

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/14/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Richard Jinyong Park.
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