Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Jacobs has been in the financial services industry since 1990. Richard is currently registered with Northwestern Mutual Investment Services, LLC in Melville, NY. Richard's previous employers include Robert W. Baird & Co. Incorporated, Pruco Securities Corporation and The Prudential Insurance Company of America. Richard holds the Series 6, Series 63 and SIE licenses. Richard is currently registered in New York and Pennsylvania. Richard's professional experience includes providing investment research, referrals to other advisors, and investment management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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2
NY
09/09/1996 - Present
Northwestern Mutual Investment Services, LLC (MELVILLE NY)
WI
09/09/1996 - 01/01/2002
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
NJ
12/06/1990 - 05/16/1996
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
12/06/1990 - 12/10/1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
BC
Issued 12/07/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/05/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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