Unclaimed
Richard Jeremy Rice is a financial advisor registered with Fidelity Brokerage Services LLC. Richard has been in the financial services industry since 2008. Richard's experience includes roles at both Fidelity Brokerage Services LLC and Fidelity Investments Institutional Services Company, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NH
06/12/2014 - Present
Fidelity Brokerage Services LLC (MERRIMACK NH)
NH
01/01/2008 - 10/14/2010
FIDELITY BROKERAGE SERVICES LLC (MERRIMACK NH)
NH
03/08/2005 - 01/01/2008
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (MERRIMACK NH)
BC
Issued 06/30/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/22/2014
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/04/2014
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/12/2006
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/12/2014
Series 7 - General Securities Representative Examination
BC
Issued 03/07/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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