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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Jeffrey Thomas is a financial advisor with Perigon Wealth Management, LLC. Richard Thomas has been in the financial services industry since 1994. Richard Thomas has a wide range of experience, including working with individuals, families, businesses, and institutions. Richard Thomas has specialized in financial planning, investment management, retirement planning, and estate planning. Richard Thomas has a strong commitment to providing his clients with personalized financial advice and services. Richard Thomas holds the Series 6, Series 63, and Series 65 licenses. Richard Thomas is also a Certified Financial Planner and a Chartered Financial Consultant. Richard Thomas is committed to helping his clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
04/27/2022 - Present
Perigon Wealth Management, LLC (SAN FRANCISCO CA)
DE
01/25/2017 - 04/29/2022
SAGEPOINT FINANCIAL, INC. (WILMINGTON DE)
DE
02/02/2009 - 01/27/2017
FIRST ALLIED SECURITIES, INC. (GREENVILLE DE)
DE
10/31/2008 - 02/17/2009
SAGEPOINT FINANCIAL, INC. (GREENVILLE DE)
DE
06/04/2001 - 10/31/2008
AMERICAN GENERAL SECURITIES INCORPORATED (GREENVILLE DE)
MN
08/02/1994 - 07/03/2001
SECURIAN FINANCIAL SERVICES, INC. (ST. PAUL MN)
IA
Issued 11/22/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/08/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/08/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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