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Richard Jeffrey Redican

Jonestrading

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About Richard Jeffrey Redican

Richard Redican is a financial advisor with Jonestrading. Richard has been in the industry since August 2001. Richard holds the Series 7 and Series 63 licenses and is registered in several states. Richard previously worked at GFI Securities LLC, TJM INVESTMENTS, LLC, Whitaker Securities LLC, Tradition Securities and Derivatives Inc., Tullett Prebon Financial Services LLC, ICAP Corporates LLC, LPS Partners Inc., Liquid Prime Services, Inc., Rafferty Capital Markets, LLC, Seaboard Securities, Inc., Burlington Capital Markets Inc., Chapdelaine Corporate Securities & Co, and Garban Corporates LLC.

Firm Information

Richard Redican is currently registered with Jonestrading. Jonestrading is a Limited Liability Company formed in August 2001. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. Jonestrading has been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

108

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Richard Redican’s Registration & Firm History

SC

05/20/2024 - Present

Jonestrading (Daniel Island SC)

NY

09/18/2023 - 05/13/2024

GFI SECURITIES LLC (NEW YORK NY)

IL

08/09/2023 - 09/26/2023

TJM INVESTMENTS, LLC (CHICAGO IL)

NY

07/01/2020 - 07/19/2023

WHITAKER SECURITIES LLC (NEW YORK NY)

CT

11/18/2019 - 06/22/2020

TRADITION SECURITIES AND DERIVATIVES INC. (Stamford CT)

NY

01/24/2019 - 10/08/2019

TULLETT PREBON FINANCIAL SERVICES LLC (NEW YORK NY)

NY

08/26/2016 - 03/25/2019

ICAP CORPORATES LLC (NEW YORK NY)

NY

05/30/2013 - 03/20/2015

LPS PARTNERS INC. (NEW YORK NY)

NY

01/02/2013 - 06/03/2013

LIQUID PRIME SERVICES, INC. (NEW YORK NY)

NY

01/19/2010 - 12/21/2012

TULLETT PREBON FINANCIAL SERVICES LLC (NEW YORK NY)

NY

11/09/2004 - 12/18/2009

RAFFERTY CAPITAL MARKETS, LLC (NEW YORK NY)

NJ

04/08/2003 - 12/13/2004

SEABOARD SECURITIES, INC. (FLORHAM PARK NJ)

NY

05/16/2002 - 03/21/2003

BURLINGTON CAPITAL MARKETS INC. (NEW YORK NY)

NY

05/11/2000 - 09/26/2001

CHAPDELAINE CORPORATE SECURITIES & CO (NEW YORK NY)

NY

01/09/1998 - 03/24/1999

GARBAN CORPORATES LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 04/13/2011

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/08/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There is public disclosure for Richard Jeffrey Redican. Review regulatory record here.
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