Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Unger is a financial professional with over 25 years of experience in the financial services industry. Richard is currently registered with Pentegra Distributors Inc. and holds the Series 6, 26, and 63 licenses. Richard has previously been registered with AXA Advisors, LLC, TIAA-CREF Individual & Institutional Services, LLC, and Metropolitan Life Insurance Company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CT
01/25/2021 - Present
Pentegra Distributors Inc. (SHELTON CT)
CO
02/26/2020 - 06/10/2020
AXA ADVISORS, LLC (LAKEWOOD CO)
CO
11/05/1996 - 12/09/2019
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (DENVER CO)
NY
08/05/1996 - 09/13/1996
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
BC
Issued 11/25/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/25/2012
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/02/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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