Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Jay Himelfarb is a financial advisor with over 39 years of experience in the industry. Richard is currently registered with Keefe, Bruyette & Woods, Inc. and Stifel, Nicolaus & Company, Inc. in Baltimore, Maryland. Richard is also licensed to sell securities in California and Maryland. Richard has passed the Series 7, Series 24, Series 63, SIE, and Series 79TO exams. Richard's previous experience includes working with Legg Mason Wood Walker, Incorporated and Legg Mason Masten Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MD
06/10/2013 - Present
Keefe, Bruyette & Woods, Inc. (BALTIMORE MD)
MD
11/03/1987 - 12/01/2005
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
NA
10/30/1987 - 11/04/1987
LEGG MASON MASTEN INC.
NA
11/22/1983 - 10/31/1987
LEGG MASON WOOD WALKER, INCORPORATED
BC
Issued 12/20/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/04/1989
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/19/1983
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Richard Himelfarb is the right advisor for you? Invested Better is here to help.
