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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Getzoff is an investment advisor representative with &partners, with a focus on providing financial advice. Richard has been working in the financial industry since 1992. Richard has worked with both Wells Fargo Advisors LLC and Wells Fargo Clearing Services, LLC. He is registered with FINRA and holds Series 3, 7, 10, 24, 63 and 65 licenses. Richard has experience with a variety of investment products and services, including securities, commodities, options, and mutual funds. Richard is committed to helping his clients achieve their financial goals through personalized financial advice. Richard is a member of the Securities Industry Essentials Examination and has a long history of assisting clients. Richard is also a member of the Financial Industry Regulatory Authority (FINRA) and the Securities Investor Protection Corporation (SIPC). Richard has experience working with a variety of clients, including individuals, families, corporations, and trusts. Richard is committed to providing his clients with the highest level of service and expertise. Richard is a valuable resource for clients seeking financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Portfolio manager selection, furnish advice not involving securities, research report services, 1042 portfolio construction
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Trans fee, service charges; 12b-1; money market trls; bdsp
1
2
TN
08/28/2023 - Present
&partners (NASHVILLE TN)
NJ
07/01/2003 - 06/15/2023
WELLS FARGO CLEARING SERVICES, LLC (BEDMINSTER NJ)
NY
10/29/1998 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NC
11/17/1995 - 11/30/1998
WHEAT, FIRST SECURITIES, INC. (CHARLOTTE NC)
NY
10/09/1992 - 11/20/1995
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 05/04/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/02/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/20/2017
Series 24 - General Securities Principal Examination
BC
Issued 04/29/1999
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/13/1999
Series 3 - National Commodity Futures Examination
BC
Issued 10/07/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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