Unclaimed
Richard Schwartz is an Investment Advisor Representative with Eagle Strategies LLC, a firm with 1998 registered representatives, 1982 Investment Advisory Functions, and 8 adviser representatives for other investment advisors. Richard is active in the industry since 2012, having passed the Series 6, Series 7, and Series 63 exams in addition to the Uniform Investment Advisor Law Examination. Richard has passed the Series 24 General Securities Principal Examination and the SIE Securities Industry Essentials Examination as well. Richard Schwartz is registered in Virginia and North Carolina. Eagle Strategies LLC is a firm with 1534 licensed agents, 1878 investment advisor representatives, and 1998 registered representatives. Richard Schwartz currently has no other business activities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
VA
11/17/2023 - Present
Eagle Strategies LLC (NORFOLK VA)
IA
Issued 12/16/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 7/22/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/23/2016
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/23/2015
Series 7 - General Securities Representative Examination
BC
Issued 2/23/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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