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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard McWhorter is a Registered Investment Advisor and has been active in the financial industry since 1992. Currently, Richard McWhorter is a registered representative and Investment Advisor Representative at Summit Financial, LLC, where he has worked since May 2024. Richard McWhorter has a Series 7, Series 63, and Series 65 securities license. Richard McWhorter has previous work experience with Private Client Services, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Citigroup Global Markets Inc. Richard McWhorter specializes in financial planning, portfolio management for individuals, and selection of other advisors. Richard McWhorter's firm, Summit Financial, LLC, primarily serves high-net-worth individuals, charitable organizations, corporations, and pension and profit-sharing plans. Summit Financial, LLC, offers financial planning and portfolio management services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
05/10/2024 - Present
Summit Financial, LLC (BEVERLY HILLS CA)
CA
05/13/2024 - 08/27/2024
PRIVATE CLIENT SERVICES, LLC (Pasadena CA)
CA
03/07/2008 - 06/04/2024
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PASADENA CA)
CA
12/09/1994 - 03/20/2008
CITIGROUP GLOBAL MARKETS INC. (GLENDALE CA)
NJ
10/11/1992 - 08/12/1995
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
IA
Issued 10/20/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/20/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/09/1992
Series 7 - General Securities Representative Examination
Active
Inactive
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