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Richard James Wright

American Portfolios Financial Services, Inc.

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About Richard James Wright

Richard James Wright has been in the financial services industry since January 22, 1988. Richard is currently registered with American Portfolios Financial Services, Inc. and has been with the firm since January 3, 2003. Before joining American Portfolios Financial Services, Inc. Richard was previously employed with FFP SECURITIES, INC. from July 1, 1997 to January 16, 2003 and NATHAN & LEWIS SECURITIES, INC. from August 18, 1993 to July 3, 1997. Richard is registered in six states: Florida, Michigan, New Mexico, New York, North Carolina, and Pennsylvania. Richard holds Series 6, Series 26, Series 51, and Series 63 licenses.

Firm Information

Richard Wright is currently registered with American Portfolios Financial Services, Inc.. American Portfolios Financial Services, Inc. is a corporation approved in April 1990, registered in 53 states and the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

154

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Richard Wright’s Registration & Firm History

NY

01/03/2003 - Present

American Portfolios Financial Services, Inc. (GENESEO NY)

MO

07/01/1997 - 01/16/2003

FFP SECURITIES, INC. (CHESTERFIELD MO)

NY

08/18/1993 - 07/03/1997

NATHAN & LEWIS SECURITIES, INC. (NEW YORK NY)

NJ

03/04/1986 - 09/27/1991

PRUCO SECURITIES CORPORATION (NEWARK NJ)

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Licenses & Designations

BC

Issued 04/29/1986

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/28/2003

Series 51 - Municipal Fund Securities Principal Examination

BC

Issued 11/25/1998

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/03/1986

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Richard James Wright. Review regulatory record here.
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