Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard James Wick is a financial advisor who has been in the industry since 2013. Richard is currently registered with Northwestern Mutual Investment Services, LLC in Kalispell, MT. Richard holds several industry licenses, including Series 6, Series 7TO, Series 26, and Series 63. Richard works with various clients including individuals, high net worth individuals, corporations and banking institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
MT
12/23/2013 - Present
Northwestern Mutual Investment Services, LLC (Kalispell MT)
BC
Issued 02/26/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/10/2019
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 05/02/2024
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/23/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Richard Wick is the right advisor for you? Invested Better is here to help.
