Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard James Sillitoe is a financial professional with over 40 years of experience in the financial services industry. Richard is a registered representative of Cadaret, Grant & Co., Inc. In addition, he has held principal licenses with the firm since 2023. Richard has been registered with Cadaret, Grant & Co., Inc. since 2013. Prior to joining the firm, Richard held positions at S.C. PARKER & CO., INC., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, SAGE, RUTTY & CO., INC. and E. F. MILLER MUNICIPALS INC. Richard holds FINRA Series 40, 27, 24, 53, 7, 99 and 63 licenses as well as the SIE exam. Richard specializes in providing financial advice and investment management services to individuals, high-net-worth individuals, businesses, corporations, charitable organizations and pension and profit sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
03/04/2013 - Present
Cadaret, Grant & CO., Inc. (Pittsford NY)
NY
01/02/1986 - 09/11/2013
S.C. PARKER & CO., INC. (ROCHESTER NY)
NA
03/07/1985 - 01/15/1986
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NA
09/21/1981 - 03/11/1985
SAGE, RUTTY & CO., INC.
NA
04/26/1976 - 11/13/1981
E. F. MILLER MUNICIPALS INC.
BC
Issued 12/27/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 27 - Financial and Operations Principal Examination
BC
Issued 04/01/1977
F04 - Financial Principal Examination
BC
Issued 04/01/1977
Series 40 - Registered Principal Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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