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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard James Ruggieri is a financial advisor with Navy Federal Investment Services, LLC. Richard has been in the financial services industry since 2021 and holds licenses to conduct business in Alaska, California, Hawaii, Idaho, Montana, Oregon, and Washington. Richard has a strong track record of success in the industry and is committed to providing clients with the highest level of service. Richard specializes in working with individuals and businesses to help them achieve their financial goals. He is also an experienced financial planner and can help you with your retirement planning, college savings, and estate planning needs. Prior to joining Navy Federal Investment Services, LLC, Richard worked at LPL Financial, LLC and Thrivent Investment Management Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
CA
08/04/2023 - Present
Navy Federal Investment Services, LLC (San Diego CA)
WA
10/03/2022 - 07/31/2023
LPL FINANCIAL LLC (BELLINGHAM WA)
WA
07/06/2021 - 10/04/2022
THRIVENT INVESTMENT MANAGEMENT INC. (Anacortes WA)
IA
Issued 04/11/2023
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/22/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/06/2021
Series 7TO - General Securities Representative Examination
BC
Issued 04/16/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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