Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Rodak has been active in the financial industry since 1983. Richard is a registered representative of LPL Financial LLC. Richard is currently registered in Colorado and Texas. Richard has been registered with LPL Financial LLC since 2023. Previously, Richard was registered with SIGMA FINANCIAL CORPORATION, STIFEL, NICOLAUS & COMPANY, INCORPORATED, WELLS FARGO ADVISORS, LLC, A. G. EDWARDS & SONS, INC., and JANNEY MONTGOMERY SCOTT INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CO
06/12/2023 - Present
LPL Financial LLC (WESTMINSTER CO)
TX
01/10/2022 - 06/09/2023
SIGMA FINANCIAL CORPORATION (AUSTIN TX)
TX
06/09/2011 - 02/04/2022
STIFEL, NICOLAUS & COMPANY, INCORPORATED (AUSTIN TX)
PA
01/01/2008 - 07/13/2011
WELLS FARGO ADVISORS, LLC (PITTSBURGH PA)
PA
06/21/1988 - 01/03/2008
A. G. EDWARDS & SONS, INC. (GREEN TREE PA)
NA
06/15/1984 - 06/27/1988
JANNEY MONTGOMERY SCOTT INC.
NA
06/13/1983 - 06/29/1984
RICHARDS, LYNCH & PEGHER, INC.
BC
Issued 06/02/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/21/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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