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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Robinett is a financial advisor at Wells Fargo Clearing Services, LLC. Richard has been in the financial services industry since 1990 and has experience working with both individuals and institutions. He has a variety of licenses and certifications including Series 3, 7, 9, 10, 63, and 65 licenses. Richard provides a range of financial services including investment consulting, financial planning, pension consulting, selection of other advisors, and portfolio management. Richard is registered with the state of California and Texas, and also holds a FINRA license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
01/19/2024 - Present
Wells Fargo Clearing Services, LLC (OXNARD CA)
CA
07/31/1993 - 02/19/2009
CITIGROUP GLOBAL MARKETS INC. (OXNARD CA)
NY
09/19/1990 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 11/11/2004
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 05/19/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/27/2019
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/18/2019
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/22/1990
Series 3 - National Commodity Futures Examination
BC
Issued 09/18/1990
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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