Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Ratterman is an Investment Advisor Representative with Stifel, Nicolaus & Company, Inc. based in EDWARDSVILLE, IL. Richard has been in the industry since June 23, 1987, and holds Series 7 and Series 66 licenses. Richard also has several state registrations. Prior to joining Stifel, Nicolaus & Company, Inc., Richard was an Investment Advisor Representative with WELLS FARGO ADVISORS, LLC. Richard has worked in the financial services industry for over 35 years.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
01/23/2014 - Present
Stifel, Nicolaus & Company, Inc. (EDWARDSVILLE IL)
IL
01/01/2008 - 01/24/2014
WELLS FARGO ADVISORS, LLC (EDWARDSVILLE IL)
IL
11/07/1997 - 01/03/2008
A. G. EDWARDS & SONS, INC. (EDWARDSVILLE IL)
IL
06/24/1987 - 11/21/1997
B. C. ZIEGLER AND COMPANY (CHICAGO IL)
BOTH
Issued 01/10/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/02/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/20/1987
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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