Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Perry is a registered representative with Northwestern Mutual Investment Services, LLC. Richard has been in the industry since August 2010. Richard is licensed in Ohio and Florida, with a Series 6, 7 and 66 licenses. Previously, Richard was registered with W&S Brokerage Services, INC., Legg Mason Wood Walker, Incorporated, and Institutional Brokerage Services Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
OH
05/04/2021 - Present
Northwestern Mutual Investment Services, LLC (CINCINNATI OH)
OH
01/25/2005 - 02/28/2007
W&S BROKERAGE SERVICES, INC. (CINCINNATI OH)
MD
08/07/2003 - 12/13/2004
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
OH
03/25/1999 - 12/04/2002
INSTITUTIONAL BROKERAGE SERVICES CORPORATION (CINCINNATI OH)
BOTH
Issued 05/01/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/27/2021
Series 7TO - General Securities Representative Examination
BC
Issued 01/15/2021
SIE - Securities Industry Essentials Examination
BC
Issued 02/24/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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