Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Peck is a financial advisor at Cetera Investment Advisers LLC and has been in the industry since July 12, 1992. Richard specializes in providing financial planning, pension consulting, educational seminars, portfolio management for businesses and individuals, and selection of other advisors. Richard is registered with FINRA and holds the Series 7, Series 63, Series 65, and SIE licenses. Richard is also a licensed Investment Adviser Representative in Nevada. Richard has a diverse work history, including previous roles at Pension Planners Securities, Inc., Banc of America Investment Services, Inc., Citigroup Global Markets Inc., and Lehman Brothers Inc.
LAS VEGAS, NV
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NV
06/29/2023 - Present
Cetera Investment Advisers LLC (LAS VEGAS NV)
CA
09/29/2006 - 08/13/2008
PENSION PLANNERS SECURITIES, INC. (SACRAMENTO CA)
CA
02/02/2004 - 10/18/2006
BANC OF AMERICA INVESTMENT SERVICES, INC. (UNIVERSAL CITY CA)
NY
07/31/1993 - 02/11/2004
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
07/13/1992 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
IA
Issued 8/6/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 7/23/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 7/8/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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