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Richard James Nordin

Chatsworth Securities LLC

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About Richard James Nordin

Richard James Nordin is a financial advisor with Chatsworth Securities LLC in Greenwich, CT. He is registered with the state of Connecticut and has been in the industry since October 22, 2013. Nordin has passed the Series 7, Series 79, Series 24, and Series 63 exams. He previously worked for Hedge Harbor Inc. in New York, NY.

Firm Information

Richard Nordin is currently registered with Chatsworth Securities LLC. Chatsworth Securities LLC is a Limited Liability Company that was formed on March 20, 1996. The firm is registered in California, Connecticut, Florida, Massachusetts, New Jersey, and New York. They have one approved SEC registration and six approved state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

25

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Richard Nordin’s Registration & Firm History

CT

03/21/2014 - Present

Chatsworth Securities LLC (GREENWICH CT)

NY

09/05/2013 - 01/31/2014

HEDGE HARBOR INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 06/17/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/17/2014

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/19/2013

Series 7 - General Securities Representative Examination

BC

Issued 09/05/2013

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Richard James Nordin. Review regulatory record here.
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