Unclaimed
Richard James Nordin is a financial advisor with Chatsworth Securities LLC in Greenwich, CT. He is registered with the state of Connecticut and has been in the industry since October 22, 2013. Nordin has passed the Series 7, Series 79, Series 24, and Series 63 exams. He previously worked for Hedge Harbor Inc. in New York, NY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
03/21/2014 - Present
Chatsworth Securities LLC (GREENWICH CT)
NY
09/05/2013 - 01/31/2014
HEDGE HARBOR INC. (NEW YORK NY)
BC
Issued 06/17/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/17/2014
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/19/2013
Series 7 - General Securities Representative Examination
BC
Issued 09/05/2013
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
Not sure Richard Nordin is the right advisor for you? Invested Better is here to help.