Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard James Marsh is a financial advisor with over 30 years of experience in the industry. Richard currently works with Key Investment Services LLC where Richard is a registered investment advisor representative. Richard has previously worked with LPL FINANCIAL LLC, M&T SECURITIES, INC., PLANCO FINANCIAL SERVICES, INC., CHASE INVESTMENT SERVICES CORP., BHCM INC., GNA SECURITIES, INC., EQUICO SECURITIES, INC., and THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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NY
08/16/2024 - Present
KEY Investment Services LLC (LIVERPOOL NY)
NY
06/09/2021 - 12/31/2023
LPL FINANCIAL LLC (CAZENOVIA NY)
NY
11/22/2000 - 06/09/2021
M&T SECURITIES, INC. (Buffalo NY)
CT
04/19/2000 - 12/04/2000
PLANCO FINANCIAL SERVICES, INC. (HARTFORD CT)
IL
08/21/1996 - 04/06/2000
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
TX
02/01/1995 - 08/21/1996
BHCM INC. (HOUSTON TX)
VA
08/03/1994 - 02/01/1995
GNA SECURITIES, INC. (GLEN ALLEN VA)
NY
08/26/1991 - 07/27/1994
EQUICO SECURITIES, INC. (NEW YORK NY)
NY
08/26/1991 - 07/27/1994
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
IA
Issued 04/20/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/23/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/24/2010
Series 53 - Municipal Securities Principal Examination
BC
Issued 12/27/1996
Series 24 - General Securities Principal Examination
BC
Issued 07/10/2024
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/02/1995
Series 7 - General Securities Representative Examination
BC
Issued 08/23/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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