Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard James Harland is a financial professional with over 38 years of experience in the financial services industry. Richard is currently registered with Northwestern Mutual Investment Services, LLC. Richard was previously registered with ROBERT W. BAIRD & CO. INCORPORATED and is licensed to provide investment advice in Arizona, Colorado, Florida, Illinois, Indiana, Maryland, Minnesota, North Carolina, and Wisconsin. Richard has earned the Series 6, Series 22, Series 63, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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WI
02/15/1984 - Present
Northwestern Mutual Investment Services, LLC (MEQUON WI)
WI
02/24/1988 - 01/01/2002
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
BC
Issued 03/03/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/01/1988
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 02/13/1984
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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