Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Grygier is a financial advisor based in Dallas, Texas. Richard has been in the industry since 1992. Currently, Richard Grygier is registered with USA Financial Securities LLC. Richard Grygier also has previous experience with Signal Securities, Inc., LPL Financial Corporation, EquiCo Securities, Inc. and The Equitable Life Assurance Society of the United States. Richard Grygier holds Series 6, 7, 24, 63 and 65 licenses. Richard Grygier specializes in providing financial planning and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
TX
06/16/2016 - Present
USA Financial Securities LLC (Dallas TX)
TX
04/20/2010 - 06/16/2016
SIGNAL SECURITIES, INC. (DALLAS TX)
TX
11/08/1994 - 07/19/2010
LPL FINANCIAL CORPORATION (DALLAS TX)
NY
07/17/1992 - 11/16/1994
EQUICO SECURITIES, INC. (NEW YORK NY)
NY
07/17/1992 - 11/16/1994
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
IA
Issued 08/21/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/13/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/11/1996
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/20/1995
Series 7 - General Securities Representative Examination
BC
Issued 07/16/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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